Compliance
AI-Powered Regulatory Compliance & Risk Management
AI Compliance Overview - Q3 FY26
Audit readiness score: 98/100
Open Findings
2
Compliance
99.8%
Compliance Rate
99.8%+0.2
Open Findings
2-3
Audit Score
98/100+5
Policy Coverage
100%0
Training Completion
98.5%+1.2
AI Regulatory Status
SOX Compliancecompliant
Findings: 0low risk
GDPRcompliant
Findings: 0low risk
SEC Reportingcompliant
Findings: 0low risk
Tax Compliancecompliant
Findings: 1medium risk
ESG Disclosurepartial
Findings: 1medium risk
AI Audit Readiness
Financial Controls98%
Gaps: 0Ready
IT Security95%
Gaps: 2Ready
Data Privacy92%
Gaps: 3In Progress
Vendor Management88%
Gaps: 4In Progress
AI Findings Aging
Access Control Reviewmedium
Age: 45 daysIn Progress
Vendor Due Diligencelow
Age: 12 daysNear Complete
AI Risk Assessment
Cybersecuritymedium
Trend: increasingEnhanced monitoring
Third-party Risklow
Trend: stableDue diligence reviews
Data Governancemedium
Trend: stablePolicy updates
AI Recommendations
highAvoid findings
Complete IT Security gaps before Q3 audit
mediumRegulatory compliance
Update ESG disclosure policies for new requirements
lowProactive risk mgmt
Schedule Q4 access control review
99.8% Compliant
Near-perfect compliance rate across all regulatory frameworks.
2 Open Findings
Access control and vendor due diligence in final remediation.
Audit Ready
98/100 audit score. Financial controls fully prepared.